Li, Xiaoyan (SFC:BIB928) 李晓琰
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CTI Capital Hong Kong Limited | Rep | Advising on securities | 2016-09-01 | 2017-12-12 | Rep | Asset management | 2016-09-01 | 2017-12-12 | Rep | Dealing in securities | 2016-09-01 | 2017-12-12 |
2 | WE Asset Management Limited | Rep | Advising on securities | 2018-05-15 | 2022-12-19 | Rep | Asset management | 2018-05-15 | 2022-12-19 |
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