Di Maggio, Scott A
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | AllianceBernstein Hong Kong Limited | Rep | Advising on securities | 2017-01-16 | 2017-01-20 | Rep | Advising on securities | 2017-10-24 | 2017-10-27 | Rep | Advising on securities | 2018-09-14 | 2018-09-20 | Rep | Advising on securities | 2019-03-12 | 2019-03-15 | Rep | Advising on securities | 2019-11-12 | 2019-11-15 | Rep | Advising on securities | 2021-02-02 | 2021-02-03 | Rep | Advising on securities | 2021-05-12 | 2021-05-12 | Rep | Advising on securities | 2021-11-16 | 2021-11-17 | Rep | Advising on securities | 2023-02-13 | 2023-02-14 | Rep | Advising on securities | 2024-10-15 | 2024-10-15 |
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