Gu, Huihui 顧匯匯
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ORIENT ASSET MANAGEMENT (HONG KONG) LIMITED | Rep | Advising on securities | 2025-05-09 | Rep | Asset management | 2025-05-09 |
| 2 | UBS SECURITIES HONG KONG LIMITED | Rep | Advising on corporate finance | 2021-07-30 | 2024-01-22 |
| 3 | Vantage Capital Markets HK Limited | Rep | Advising on corporate finance | 2024-05-03 | 2024-08-23 |
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