Ho, Simon Kam Por 何鑑波
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | AIM Y. K. HUI INVESTMENT CONSULTANTS LIMITED | RO | Asset management | 2003-09-22 | RO | Advising on futures contracts | 2004-07-02 | RO | Advising on securities | 2004-07-02 |
2 | China Best International Futures Co., Limited | RO | Advising on futures contracts | 2003-09-22 | RO | Asset management | 2003-09-22 | RO | Dealing in futures contracts | 2004-07-02 |
3 | CNCB (Hong Kong) Capital Limited | RO | Advising on futures contracts | 2003-09-22 | RO | Advising on securities | 2003-09-22 | RO | Asset management | 2004-07-02 |
4 | Link Asset Management Limited (HK) | RO | Asset management | 2004-11-22 | 2005-09-06 | RO | Asset management | 2005-11-08 | 2011-09-02 |
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