Kuan, Roy 管文浩
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CVC Asia Pacific Limited | Rep | Advising on corporate finance | 2003-12-03 | Rep | Advising on securities | 2004-01-12 | Rep | Asset management | 2004-01-12 | RO | Asset management | 2004-01-12 | 2018-10-10 | RO | Advising on securities | 2004-01-12 | 2020-03-02 | RO | Dealing in securities | 2009-11-16 | 2020-03-02 |
2 | Neo Risk Investment Advisors Limited | Rep | Advising on securities | 2020-06-24 | 2020-08-06 | Rep | Asset management | 2020-07-22 | 2020-08-06 | RO | Advising on securities | 2020-08-06 | 2021-03-17 | RO | Asset management | 2020-08-06 | 2021-03-17 |
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