Higgins, Andrew Michael
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | NORTHWEST INVESTMENT MANAGEMENT (HONG KONG) LIMITED | RO | Asset management | 2009-04-09 | 2012-12-21 | Rep | Asset management | 2012-12-21 | 2024-07-24 |
| 2 | PI INVESTMENT MANAGEMENT LIMITED | Rep | Advising on futures contracts | 2007-09-05 | 2007-09-28 | Rep | Advising on securities | 2007-09-05 | 2007-09-28 | Rep | Asset management | 2007-09-05 | 2007-09-28 |
| 3 | RAB CAPITAL (ASIA) LIMITED | Rep | Advising on futures contracts | 2007-10-04 | 2008-03-25 | Rep | Advising on securities | 2007-10-04 | 2008-03-25 | Rep | Asset management | 2007-10-04 | 2008-03-25 | RO | Advising on futures contracts | 2008-03-25 | 2009-04-02 | RO | Advising on securities | 2008-03-25 | 2009-04-02 | RO | Asset management | 2008-03-25 | 2009-04-02 |
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