Li, Pan (SFC:AQN984) 李攀
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BTL ASSET MANAGEMENT COMPANY LIMITED | RO | Advising on securities | 2015-08-28 | 2016-09-30 | RO | Asset management | 2015-08-28 | 2016-09-30 | RO | Dealing in securities | 2015-08-28 | 2016-09-30 |
| 2 | CHINA INDUSTRIAL SECURITIES INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2017-09-19 | 2017-11-07 | Rep | Asset management | 2017-09-19 | 2017-11-07 | RO | Advising on securities | 2017-11-07 | 2022-07-22 | RO | Asset management | 2017-11-07 | 2022-07-22 |
| 3 | GUOYUAN ASSET MANAGEMENT (HONG KONG) LIMITED | Rep | Asset management | 2009-02-26 | 2011-02-01 | RO | Asset management | 2011-02-01 | 2014-05-30 | RO | Advising on securities | 2012-03-19 | 2014-05-30 |
| 4 | GUOYUAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2008-04-07 | 2014-05-30 |
| 5 | GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-04-07 | 2012-12-20 | RO | Dealing in securities | 2012-12-20 | 2014-05-30 |
| 6 | IDS FOREX HK LIMITED | RO | Advising on securities | 2017-05-05 | 2017-06-22 | RO | Asset management | 2017-05-05 | 2017-06-22 |
| 7 | Seazen Resources Asset Management Limited | RO | Advising on securities | 2014-12-29 | 2015-07-01 | RO | Asset management | 2014-12-29 | 2015-07-01 | RO | Dealing in securities | 2014-12-29 | 2015-07-01 |
| 8 | TRUTH CAPITAL (HONG KONG) LIMITED | RO | Advising on securities | 2022-09-20 | RO | Asset management | 2022-09-20 |
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