Cheng, Kam Luen 鄭錦鑾
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | ASA SECURITIES LIMITED | Rep | Dealing in securities | 2011-09-12 | 2013-04-30 |
2 | CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED | Rep | Leveraged foreign exchange trading | 2003-06-05 | Rep | Leveraged foreign exchange trading | 2005-02-15 | 2005-10-04 |
3 | EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED | Rep | Leveraged foreign exchange trading | 2006-08-17 | 2007-03-01 |
4 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Leveraged foreign exchange trading | 2005-10-17 | 2006-04-29 |
5 | HONG KONG FOREX INVESTMENT LIMITED | Rep | Leveraged foreign exchange trading | 2003-06-06 | 2003-12-11 |
6 | Nerico Brothers Limited (HK) | Rep | Leveraged foreign exchange trading | 2007-04-12 | 2011-08-31 | Rep | Dealing in securities | 2010-08-23 | 2011-08-31 | Rep | Dealing in securities | 2013-05-28 | 2018-01-01 | Rep | Leveraged foreign exchange trading | 2013-05-28 | 2018-01-01 |
7 | SHUN LOONG FOREX COMPANY LIMITED | Rep | Leveraged foreign exchange trading | 2003-12-17 | 2005-02-01 |
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