Nesbitt, David McWilliams
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | ASIA PACIFIC INVESTMENT ADVISORS LIMITED | RO | Advising on securities | 2003-11-13 | 2005-04-07 | RO | Asset management | 2003-11-13 | 2005-04-07 | RO | Advising on corporate finance | 2004-08-25 | 2005-04-07 | RO | Advising on corporate finance | 2005-10-07 | 2013-08-31 | RO | Advising on securities | 2005-10-07 | 2013-08-31 | RO | Asset management | 2005-10-07 | 2013-08-31 | RO | Advising on corporate finance | 2015-06-23 | 2017-01-16 | RO | Advising on securities | 2015-06-23 | 2017-01-16 | RO | Asset management | 2015-06-23 | 2017-01-16 |
2 | E-Belt Capital Limited | RO | Asset management | 2017-07-12 | |
3 | Kima Capital Management Limited | Rep | Asset management | 2013-10-04 | 2013-10-18 | RO | Asset management | 2013-10-18 | 2014-08-12 |
4 | RISING GLORY FINANCE LIMITED | RO | Asset management | 2017-01-23 | 2017-04-15 |
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