Lee, Teong Gee 李忠義
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED | Rep | Advising on securities | 2010-04-12 | 2013-04-10 | Rep | Asset management | 2010-04-12 | 2013-04-10 | Rep | Dealing in securities | 2010-04-12 | 2013-04-10 |
2 | BNP PARIBAS DEALING SERVICES ASIA LIMITED | Rep | Advising on securities | 2006-12-04 | 2010-07-02 | Rep | Asset management | 2006-12-04 | 2010-07-02 | Rep | Dealing in securities | 2006-12-19 | 2010-11-08 |
3 | STATE STREET GLOBAL ADVISORS ASIA LIMITED | Rep | Advising on corporate finance | 2004-10-19 | Rep | Advising on futures contracts | 2005-05-06 | Rep | Advising on securities | 2005-05-06 | Rep | Asset management | 2005-05-06 |
4 | UBS Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2005-05-26 | 2006-10-18 | Rep | Asset management | 2005-05-26 | 2006-10-18 |
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