Kong, Lingjie 孔令捷
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Advising on securities | 2012-06-22 | 2015-02-27 |
2 | BOCHK Asset Management Limited | Rep | Advising on securities | 2022-06-28 | Rep | Asset management | 2022-06-28 | Rep | Dealing in securities | 2022-06-28 |
3 | BOCI RESEARCH LIMITED | Rep | Advising on securities | 2010-10-20 | 2012-06-16 |
4 | ICBC INTERNATIONAL RESEARCH LIMITED | Rep | Advising on securities | 2010-04-30 | 2010-10-01 |
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