Sun, Chen (1968-03) 孫晨
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHARLES SCHWAB, HONG KONG, LIMITED | Rep | Dealing in securities | 2004-02-11 | 2005-07-02 | Rep | Advising on futures contracts | 2004-06-17 | 2005-07-02 | Rep | Advising on securities | 2004-06-17 | 2005-07-02 | RO | Advising on futures contracts | 2006-05-11 | 2015-12-24 | RO | Advising on securities | 2006-05-11 | 2015-12-24 | RO | Dealing in securities | 2006-05-11 | 2015-12-24 |
| 2 | HARVEST GLOBAL INVESTMENTS LIMITED | Rep | Advising on securities | 2016-01-07 | 2016-03-11 | Rep | Dealing in securities | 2016-01-07 | 2016-03-11 | RO | Advising on securities | 2016-03-11 | 2019-11-04 | RO | Asset management | 2016-03-11 | 2019-11-04 | RO | Dealing in securities | 2016-03-11 | 2019-11-04 |
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