Lau, Wilfred Hing Chung 劉慶中
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CHARLES SCHWAB, HONG KONG, LIMITED | Rep | Advising on corporate finance | 2004-04-27 | Rep | Asset management | 2004-04-27 | Rep | Automated trading services | 2004-04-27 | Rep | Advising on securities | 2007-06-12 | Rep | Dealing in securities | 2007-06-12 | Rep | Advising on futures contracts | 2004-08-27 | 2007-06-12 | Rep | Advising on futures contracts | 2010-05-14 | 2012-03-20 | Rep | Advising on securities | 2010-05-14 | 2012-03-20 | Rep | Dealing in securities | 2010-05-14 | 2012-03-20 |
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