Tong, Yim 唐焱
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Ark Securities (Hong Kong) Limited | Rep | Dealing in securities | 2020-07-09 | 2024-10-03 | RO | Advising on securities | 2020-09-29 | 2024-10-03 | RO | Asset management | 2020-09-29 | 2024-10-03 |
| 2 | CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2004-12-30 | 2005-06-29 |
| 3 | CHINA EVERBRIGHT RESEARCH LIMITED | RO | Advising on securities | 2005-08-01 | 2017-12-27 |
| 4 | CHINA EVERBRIGHT SECURITIES (HK) LIMITED | RO | Advising on securities | 2009-12-14 | 2017-12-27 | Rep | Asset management | 2012-11-21 | 2017-12-27 | Rep | Dealing in securities | 2012-11-21 | 2017-12-27 |
| 5 | CHINA EVERBRIGHT SECURITIES ASSET MANAGEMENT LIMITED | Rep | Asset management | 2012-12-05 | 2017-12-27 |
| 6 | Moliyo (Hong Kong) Limited | Rep | Advising on securities | 2004-12-08 | RO | Advising on securities | 2004-12-08 | 2005-03-31 |
| 7 | SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED | Rep | Advising on securities | 2024-11-06 | 2025-01-07 | Rep | Asset management | 2024-11-06 | 2025-01-07 | RO | Advising on securities | 2025-01-07 | RO | Asset management | 2025-01-07 |
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