Hon, Barbara Tsui Yan 韓翠茵
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CHINA EVERBRIGHT RESEARCH LIMITED | Rep | Advising on securities | 2007-12-05 | 2013-03-01 | RO | Advising on securities | 2013-03-01 | 2014-05-16 |
2 | KINGSTON SECURITIES LIMITED | Rep | Dealing in securities | 2004-04-27 | 2005-08-23 |
3 | VC BROKERAGE LIMITED | Rep | Advising on securities | 2005-08-24 | 2006-10-17 |
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