Chan, Kelvin Chun Kei 陳俊祺
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | AD Capital Management (Hong Kong) Limited | Rep | Advising on securities | 2006-06-15 | 2009-05-31 |
2 | Basis Asset Management Limited | RO | Advising on securities | 2021-01-29 | RO | Asset management | 2021-01-29 |
3 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED | Rep | Asset management | 2009-06-11 | 2012-10-31 |
4 | GF Asset Management (Hong Kong) Limited | Rep | Asset management | 2012-12-20 | 2020-01-22 | Rep | Advising on securities | 2013-01-24 | 2020-01-22 | RO | Advising on securities | 2020-01-22 | 2020-12-07 | RO | Asset management | 2020-01-22 | 2020-12-07 |
5 | GF Securities (Hong Kong) Brokerage Limited | Rep | Dealing in securities | 2017-07-28 | 2020-12-07 |
6 | LEHMAN BROTHERS ASIA LIMITED | Rep | Advising on corporate finance | 2003-08-09 | Rep | Asset management | 2003-08-09 | Rep | Advising on securities | 2006-04-27 |
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