Xiong, Sifei 熊斯飛
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2023-07-21 | 2023-08-29 | Rep | Asset management | 2023-07-21 | 2023-08-29 | Rep | Dealing in securities | 2023-07-21 | 2023-08-29 | RO | Advising on securities | 2023-08-29 | RO | Asset management | 2023-08-29 | RO | Dealing in securities | 2023-08-29 |
2 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Dealing in securities | 2008-08-27 | 2013-08-11 | Rep | Advising on corporate finance | 2011-12-02 | 2013-08-11 | Rep | Advising on securities | 2015-10-29 | 2023-08-31 | Rep | Dealing in securities | 2015-10-29 | 2023-08-31 |
3 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2005-06-30 | 2008-07-02 |
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