Kwan, Ida Siu Hung 關小紅
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BOKHARY SECURITIES LIMITED | Rep | Dealing in securities | 2013-02-22 | 2014-09-27 |
2 | CGS International Securities Hong Kong Limited | Rep | Dealing in securities | 2011-02-22 | 2012-10-12 |
3 | CITIC Securities Brokerage (HK) Limited | Rep | Advising on corporate finance | 2003-04-28 | Rep | Advising on securities | 2003-04-28 | Rep | Asset management | 2003-04-28 | Rep | Automated trading services | 2004-03-11 | Rep | Dealing in securities | 2010-12-07 |
4 | CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2003-06-07 | 2010-12-07 |
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