Mawicke, John Henry
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2011-05-09 | 2013-10-04 |
2 | FRONTPOINT MANAGEMENT (HONG KONG), LTD. | Rep | Asset management | 2006-05-24 | 2011-04-04 |
3 | Pearl Street Advisors Limited | Rep | Asset management | 2015-06-15 | 2015-07-14 | RO | Asset management | 2015-07-14 | 2017-11-14 |
4 | RITCHIE CAPITAL MANAGEMENT (HONG KONG) LIMITED | Rep | Asset management | 2005-08-25 | 2006-04-15 |
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