Daniel, Thomas Jude
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CLSA LIMITED | Rep | Dealing in securities | 2009-11-16 | 2017-08-07 | RO | Automated trading services | 2015-08-21 | 2017-08-07 |
| 2 | Jefferies Hong Kong Limited | Rep | Dealing in securities | 2019-12-31 | 2022-06-06 |
| 3 | Macquarie Asia Securities Limited | Rep | Dealing in securities | 2024-11-05 | |
| 4 | MACQUARIE CAPITAL LIMITED | Rep | Dealing in securities | 2007-01-17 | 2009-10-13 |
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