Chu, Lei Mei 朱莉薇
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DWS Investments Hong Kong Limited | Rep | Advising on securities | 2010-12-02 | 2013-01-09 | Rep | Dealing in securities | 2010-12-02 | 2013-01-09 |
| 2 | Eastspring Investments (Hong Kong) Limited | Rep | Advising on securities | 2013-02-05 | 2015-04-02 | Rep | Asset management | 2013-02-05 | 2015-04-02 | Rep | Dealing in securities | 2013-02-05 | 2015-04-02 |
| 3 | FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED | Rep | Advising on securities | 2022-07-01 | 2022-07-06 | Rep | Dealing in securities | 2022-07-01 | 2022-07-06 |
| 4 | Legg Mason Asset Management Hong Kong Limited | Rep | Advising on securities | 2017-12-15 | 2022-06-30 | Rep | Dealing in securities | 2017-12-15 | 2022-06-30 |
| 5 | Nikko Asset Management Hong Kong Limited | Rep | Advising on securities | 2015-09-22 | 2017-10-16 | Rep | Asset management | 2015-09-22 | 2017-10-16 | Rep | Dealing in securities | 2015-09-22 | 2017-10-16 |
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