Hall, Jeremy George
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BFIN Private Advisors (Hong Kong) Limited | Rep | Advising on securities | 2016-02-18 | 2017-01-19 | Rep | Dealing in securities | 2016-02-18 | 2017-01-19 |
2 | Brookfield Advisors (Hong Kong) Limited | Rep | Advising on securities | 2017-01-27 | 2017-05-15 | Rep | Dealing in securities | 2017-01-27 | 2017-05-15 | RO | Advising on securities | 2017-05-15 | 2023-07-07 | RO | Dealing in securities | 2017-05-15 | 2023-07-07 | Rep | Advising on securities | 2023-07-07 | Rep | Dealing in securities | 2023-07-07 |
3 | DWS Investments Hong Kong Limited | Rep | Advising on securities | 2009-06-15 | 2011-11-10 | Rep | Asset management | 2009-06-15 | 2011-11-10 |
4 | Eastspring Investments (Hong Kong) Limited | Rep | Advising on securities | 2012-01-03 | 2015-11-11 | Rep | Dealing in securities | 2012-01-03 | 2015-11-11 | Rep | Asset management | 2012-09-27 | 2015-11-11 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy