Rippingall, Susan Veronica
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | First Sentier Investors (Hong Kong) Limited | Rep | Advising on corporate finance | 2004-10-15 | Rep | Advising on securities | 2013-05-01 | Rep | Asset management | 2013-05-01 |
2 | FIRST STATE (HONG KONG) LLC | Rep | Advising on corporate finance | 2004-10-15 | Rep | Advising on securities | 2007-07-05 | Rep | Asset management | 2008-04-01 |
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