Lee, Kwan Kit (SFC:AHX656) 李君傑
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GALAXY ASSET MANAGEMENT (H.K.) LIMITED | Rep | Advising on securities | 2009-11-06 | 2016-02-23 | Rep | Asset management | 2009-11-06 | 2016-02-23 | Rep | Advising on futures contracts | 2013-08-30 | 2016-02-23 | RO | Advising on futures contracts | 2016-02-23 | 2018-07-30 | RO | Advising on securities | 2016-02-23 | 2018-07-30 | RO | Asset management | 2016-02-23 | 2018-07-30 |
| 2 | NATIXIS ASIA LIMITED | Rep | Dealing in securities | 2004-11-03 | 2008-12-12 | Rep | Advising on securities | 2004-12-07 | 2008-12-12 |
| 3 | Newedge Broker Hong Kong Limited | Rep | Advising on futures contracts | 2003-05-13 | Rep | Asset management | 2003-05-13 | Rep | Automated trading services | 2003-11-12 | Rep | Dealing in futures contracts | 2003-11-12 |
| 4 | SG Asset Finance (Hong Kong) Limited | Rep | Advising on corporate finance | 2003-05-13 | Rep | Advising on securities | 2003-05-13 | Rep | Asset management | 2003-05-13 | Rep | Automated trading services | 2003-07-09 | Rep | Dealing in securities | 2003-08-05 | RO | Dealing in securities | 2003-08-05 | 2004-07-15 | RO | Dealing in futures contracts | 2003-11-12 | 2004-07-15 |
| 5 | Wisdom Bright Asset Management Limited | RO | Advising on securities | 2019-05-07 | 2020-12-06 | RO | Asset management | 2019-05-07 | 2020-12-06 |
| 6 | WOYI CAPITAL LIMITED | Rep | Advising on securities | 2024-10-15 | Rep | Asset management | 2024-10-15 |
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