Chen, Bai Cao 陳柏操
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOOMING ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2019-09-13 | RO | Asset management | 2019-09-13 | RO | Dealing in securities | 2023-02-02 |
| 2 | SHENG YUAN ASSET MANAGEMENT LIMITED | Rep | Asset management | 2014-02-18 | 2014-03-19 | Rep | Advising on securities | 2014-02-18 | 2014-05-05 | RO | Asset management | 2014-03-19 | 2019-04-09 | RO | Advising on securities | 2014-07-15 | 2019-04-09 |
| 3 | SHENG YUAN SECURITIES LIMITED | RO | Dealing in futures contracts | 2014-09-10 | 2015-03-10 | RO | Dealing in securities | 2014-09-10 | 2019-04-09 | RO | Dealing in futures contracts | 2015-06-05 | 2019-04-09 | RO | Advising on securities | 2018-08-23 | 2019-04-09 |
| 4 | SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED | Rep | Asset management | 2010-06-03 | 2013-05-29 | Rep | Dealing in futures contracts | 2010-07-29 | 2014-01-31 | Rep | Dealing in securities | 2010-07-29 | 2014-01-31 | Rep | Advising on securities | 2012-02-22 | 2014-01-31 | RO | Asset management | 2013-05-29 | 2014-01-31 |
| 5 | VISION FINANCE ASSET MANAGEMENT LIMITED | Rep | Asset management | 2010-04-27 | 2010-05-31 |
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