Hao, Yun (SFC:AVI199) 郝運
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | ABCI Securities Company Limited | Rep | Dealing in securities | 2018-12-19 | 2019-06-11 | RO | Dealing in securities | 2019-06-11 | 2021-06-04 |
2 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2010-06-14 | 2013-11-18 | RO | Dealing in securities | 2013-11-18 | 2017-07-14 |
3 | PACIFIC ALPHA SECURITIES LIMITED | RO | Advising on securities | 2023-12-15 | RO | Dealing in securities | 2023-12-15 |
4 | Tongfang Securities Limited | Rep | Dealing in securities | 2017-09-29 | 2017-11-23 | RO | Dealing in securities | 2017-11-23 | 2018-11-30 |
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