Sun, Lingxiao 孫凌霄
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | China Securities (International) Brokerage Company Limited | Rep | Advising on securities | 2015-09-15 | 2018-04-14 |
2 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2011-07-27 | 2012-12-01 |
3 | ICBC INTERNATIONAL RESEARCH LIMITED | Rep | Advising on securities | 2018-05-17 | 2019-01-11 |
4 | ORIENT SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2021-12-28 | 2022-09-16 |
5 | SDICS International Securities (Hong Kong) Limited | Rep | Advising on securities | 2013-05-31 | 2015-09-01 | Rep | Dealing in securities | 2013-05-31 | 2015-09-01 |
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