Xu, Lingfei 徐凌飛
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | China Universal Asset Management (Hong Kong) Company Limited | Rep | Advising on securities | 2012-09-26 | 2015-08-01 | Rep | Asset management | 2012-09-26 | 2015-08-01 |
2 | HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED | Rep | Asset management | 2010-11-16 | 2012-09-21 | Rep | Advising on futures contracts | 2011-04-07 | 2012-09-21 | Rep | Advising on securities | 2011-04-07 | 2012-09-21 |
3 | HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Asset management | 2009-12-17 | 2012-09-21 | Rep | Advising on futures contracts | 2011-04-07 | 2012-09-21 | Rep | Advising on securities | 2011-04-07 | 2012-09-21 |
4 | HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED | Rep | Asset management | 2009-12-17 | 2012-09-21 | Rep | Advising on securities | 2011-04-07 | 2012-09-21 | Rep | Dealing in securities | 2011-04-07 | 2012-09-21 |
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