Ho, Ken Hon 何競康
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI SECURITIES LIMITED | Rep | Dealing in futures contracts | 2007-07-23 | 2008-07-17 | Rep | Dealing in securities | 2007-07-23 | 2008-07-17 |
| 2 | GLOBAL MASTERMIND ASSET MANAGEMENT LIMITED | Rep | Asset management | 2020-02-07 | 2020-10-14 |
| 3 | GLOBAL MASTERMIND FUTURES LIMITED | Rep | Dealing in futures contracts | 2018-07-26 | 2019-04-01 | RO | Dealing in futures contracts | 2019-04-01 | 2020-10-14 |
| 4 | GLOBAL MASTERMIND SECURITIES LIMITED | RO | Advising on securities | 2017-07-25 | RO | Dealing in securities | 2017-07-25 |
| 5 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Advising on futures contracts | 2003-08-15 | Rep | Asset management | 2003-08-15 | Rep | Automated trading services | 2003-08-15 | Rep | Dealing in futures contracts | 2007-07-03 | Rep | Dealing in futures contracts | 2008-08-07 | 2017-06-09 |
| 6 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Advising on corporate finance | 2003-08-15 | Rep | Advising on securities | 2003-08-15 | Rep | Asset management | 2003-08-15 | Rep | Automated trading services | 2003-08-15 | Rep | Dealing in securities | 2007-07-03 | Rep | Leveraged foreign exchange trading | 2004-01-28 | 2007-07-03 | Rep | Dealing in securities | 2008-08-07 | 2017-06-09 | Rep | Leveraged foreign exchange trading | 2008-09-23 | 2017-06-09 |
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