Ip, Kar Kok 葉家玨
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CA Premium International (HK) Limited | Rep | Leveraged foreign exchange trading | 2020-09-14 | 2020-10-27 | RO | Leveraged foreign exchange trading | 2020-10-27 | 2021-06-20 |
| 2 | CIF Global Markets (HK) Limited | Rep | Leveraged foreign exchange trading | 2018-05-10 | 2020-03-30 |
| 3 | CIF Securities Futures Limited | Rep | Dealing in futures contracts | 2018-10-16 | 2020-05-31 | Rep | Dealing in securities | 2018-10-16 | 2020-05-31 |
| 4 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2008-05-13 | 2013-04-22 |
| 5 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2008-05-13 | 2013-04-22 | Rep | Leveraged foreign exchange trading | 2008-12-09 | 2013-04-22 |
| 6 | SBI FX Co., Limited | Rep | Leveraged foreign exchange trading | 2016-10-20 | 2018-04-28 |
| 7 | Tung Shing Futures (Brokers) Limited | Rep | Dealing in futures contracts | 2013-12-23 | 2016-05-28 |
| 8 | Tung Shing Securities (Brokers) Limited | Rep | Dealing in securities | 2013-12-23 | 2016-05-28 | Rep | Leveraged foreign exchange trading | 2013-12-23 | 2016-05-28 |
| 9 | UNITED SIMSEN FOREX DEALERS LIMITED | Rep | Leveraged foreign exchange trading | 2013-05-02 | 2013-11-27 |
| 10 | XinKong International Securities Limited | Rep | Dealing in futures contracts | 2013-05-02 | 2013-11-27 |
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