Lee, Ha Young 李夏榮
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | China On Securities Limited | RO | Dealing in securities | 2017-04-06 | 2020-06-28 | RO | Asset management | 2018-07-09 | 2020-06-28 |
2 | Fosun International Securities Limited | Rep | Dealing in securities | 2010-10-19 | 2010-11-25 | RO | Dealing in securities | 2010-11-25 | 2012-02-27 |
3 | KB Investment & Securities Hong Kong Limited | RO | Dealing in securities | 2004-06-30 | 2010-03-31 |
4 | RaffAello Investment Management (HK) Limited | RO | Asset management | 2021-03-23 | 2024-05-07 |
5 | RaffAello Securities (HK) Limited | Rep | Dealing in securities | 2012-03-08 | 2012-03-15 | RO | Dealing in securities | 2012-03-15 | 2017-03-31 | RO | Advising on securities | 2020-08-19 | RO | Dealing in securities | 2020-08-19 |
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