Mak, Ngai Man 麥毅文
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Broadway Wealth Management Limited | Rep | Advising on corporate finance | 2003-10-22 | Rep | Asset management | 2003-10-22 | Rep | Advising on securities | 2011-06-16 | Rep | Asset management | 2007-03-20 | 2011-06-16 |
2 | HARRIS FRASER (INTERNATIONAL) LIMITED | Rep | Advising on securities | 2011-07-04 | 2017-05-29 | Rep | Asset management | 2011-07-04 | 2017-05-29 | Rep | Automated trading services | 2011-08-05 | 2011-08-30 | Rep | Dealing in securities | 2011-08-05 | 2017-05-29 | RO | Advising on securities | 2017-05-29 | 2022-02-21 | RO | Asset management | 2017-05-29 | 2022-02-21 | RO | Dealing in securities | 2017-05-29 | 2022-02-21 | Rep | Advising on securities | 2022-02-21 | 2022-11-28 | Rep | Asset management | 2022-02-21 | 2022-11-28 | Rep | Dealing in securities | 2022-02-21 | 2022-11-28 |
3 | WealthTac Global Asset Management Limited | RO | Advising on securities | 2022-12-01 | RO | Asset management | 2022-12-01 |
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