Shen, Allan Hung Yat 沈鴻逸
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Agricole Securities (Asia) Limited | Rep | Dealing in securities | 2005-03-03 | 2006-09-30 |
| 2 | HSBC BROKING FUTURES (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2003-08-01 | Rep | Asset management | 2003-08-01 | Rep | Dealing in futures contracts | 2003-08-01 | Rep | Dealing in futures contracts | 2009-07-06 | 2012-09-29 |
| 3 | HSBC FUTURES (SINGAPORE) PTE LTD | Rep | Advising on futures contracts | 2003-08-01 | Rep | Asset management | 2003-08-01 | Rep | Dealing in futures contracts | 2003-08-01 | Rep | Advising on futures contracts | 2009-07-06 | 2012-03-23 | Rep | Dealing in futures contracts | 2009-07-06 | 2012-03-23 |
| 4 | Jefferies Hong Kong Limited | Rep | Dealing in futures contracts | 2012-12-03 | 2015-07-06 | Rep | Dealing in securities | 2013-01-08 | 2015-07-06 |
| 5 | Morgan Stanley Asia Limited | Rep | Automated trading services | 2007-08-01 | 2009-02-13 | Rep | Dealing in securities | 2007-08-01 | 2009-02-13 |
| 6 | Morgan Stanley Hong Kong Futures Limited | Rep | Automated trading services | 2007-08-01 | 2009-02-13 | Rep | Dealing in futures contracts | 2007-08-01 | 2009-02-13 |
| 7 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in securities | 2007-08-01 | 2009-02-13 |
| 8 | Newedge Broker Hong Kong Limited | Rep | Dealing in futures contracts | 2015-07-20 | 2016-07-29 |
| 9 | RBS Asia Futures Limited | Rep | Dealing in futures contracts | 2003-08-13 | 2006-09-30 |
| 10 | SG Asset Finance (Hong Kong) Limited | Rep | Dealing in futures contracts | 2015-07-20 | 2016-04-29 | Rep | Dealing in securities | 2015-07-20 | 2016-04-29 |
| 11 | SG SECURITIES (HK) LIMITED | Rep | Dealing in futures contracts | 2016-02-01 | 2017-07-05 | Rep | Dealing in securities | 2016-02-01 | 2017-07-05 | Rep | Dealing in futures contracts | 2018-11-23 | Rep | Dealing in securities | 2018-11-23 |
| 12 | UBS DERIVATIVES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2006-10-02 | 2007-06-30 |
| 13 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2006-10-02 | 2007-06-30 | Rep | Dealing in securities | 2006-10-02 | 2007-06-30 | Rep | Dealing in futures contracts | 2017-10-16 | 2017-11-22 | Rep | Dealing in securities | 2017-10-16 | 2017-11-22 |
| 14 | UBS SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2006-10-02 | 2007-06-30 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy