Tsui, Michelle Man San 徐文珊
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Everbright Securities Investment Services (HK) Limited | Rep | Advising on securities | 2018-01-09 | Rep | Dealing in securities | 2018-01-09 |
2 | HSBC BROKING FOREX (ASIA) LIMITED | Rep | Leveraged foreign exchange trading | 2015-02-13 | 2017-12-22 |
3 | HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2014-08-15 | 2017-12-22 |
4 | HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2010-07-22 | 2011-11-01 | Rep | Dealing in securities | 2014-08-15 | 2017-12-22 | Rep | Advising on securities | 2015-04-08 | 2017-12-22 |
5 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2014-05-07 | 2014-07-19 | Rep | Dealing in securities | 2014-05-07 | 2014-07-19 |
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