Yang, Rui (SFC:ALG051) 楊瑞
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Advising on corporate finance | 2004-09-16 | 2008-10-02 | Rep | Dealing in securities | 2004-09-16 | 2008-10-02 | Rep | Advising on securities | 2005-04-14 | 2008-10-02 |
| 2 | ICBC INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2011-08-01 | 2012-02-29 | Rep | Dealing in securities | 2011-08-01 | 2012-02-29 |
| 3 | ICBC INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2012-02-17 | 2012-02-29 |
| 4 | Jefferies Hong Kong Limited | Rep | Advising on corporate finance | 2012-08-08 | 2015-03-27 | Rep | Advising on securities | 2012-08-08 | 2015-03-27 | Rep | Dealing in securities | 2012-08-08 | 2015-03-27 |
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