Chow, King Ling 鄒景玲
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CMB INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2016-06-14 | 2018-05-18 |
2 | CMB International Global Markets Limited | RO | Dealing in securities | 2016-06-14 | 2018-05-18 |
3 | CMB International Securities Limited | Rep | Dealing in securities | 2014-09-11 | 2014-10-22 | RO | Dealing in securities | 2014-10-22 | 2018-05-18 |
4 | FIRST SHANGHAI FUTURES LIMITED | Rep | Dealing in futures contracts | 2021-02-26 | 2022-07-12 |
5 | FIRST SHANGHAI SECURITIES LIMITED | Rep | Dealing in securities | 2021-02-05 | 2022-07-12 |
6 | HONGDA SECURITIES LIMITED | RO | Dealing in securities | 2019-01-07 | 2020-03-26 |
7 | ICBC INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2010-04-23 | 2014-07-15 |
8 | ICBC INTERNATIONAL SECURITIES LIMITED | RO | Dealing in securities | 2008-11-14 | 2014-07-15 | Rep | Dealing in futures contracts | 2014-01-02 | 2014-07-15 |
9 | JINGHUI CAPITAL LIMITED | Rep | Dealing in securities | 2020-08-03 | 2020-10-15 | RO | Dealing in securities | 2020-10-15 | 2021-01-27 |
10 | MANGO FINANCIAL LIMITED | Rep | Dealing in securities | 2018-07-16 | 2018-07-18 |
11 | Tung Shing Securities (Brokers) Limited | Rep | Advising on corporate finance | 2004-01-09 | Rep | Advising on securities | 2004-01-09 | Rep | Asset management | 2004-01-09 | Rep | Dealing in securities | 2007-09-19 | RO | Dealing in securities | 2007-09-19 | 2008-08-20 |
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