Yim, Po Ling 嚴寶玲
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | LOMBARD ODIER (HONG KONG) LIMITED | Rep | Dealing in securities | 2010-08-18 | 2016-06-30 |
2 | StormHarbour Securities (Hong Kong) Limited | Rep | Advising on securities | 2021-07-09 | 2021-11-20 | Rep | Asset management | 2021-07-09 | 2021-11-20 | Rep | Dealing in securities | 2021-07-09 | 2021-11-20 |
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