Fu, Xin (SFC:ALZ731) 付鑫
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | FOX-PITT, KELTON (ASIA) LIMITED | Rep | Dealing in securities | 2005-05-17 | 2006-03-28 | RO | Dealing in securities | 2006-03-28 | 2006-05-07 |
2 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2007-04-23 | 2018-12-19 | Rep | Automated trading services | 2008-11-25 | 2013-10-25 |
3 | Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2014-04-22 | Rep | Dealing in securities | 2014-04-22 | 2019-08-21 | RO | Dealing in securities | 2019-08-21 |
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