Lu, Ting (SFC:ANL775) 陸挺
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Advising on securities | 2015-05-18 | 2015-12-03 | Rep | Dealing in securities | 2015-05-18 | 2015-12-03 | RO | Advising on securities | 2015-12-03 | 2018-05-07 | RO | Dealing in securities | 2015-12-03 | 2018-05-07 |
2 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2006-05-30 | 2015-02-23 | Rep | Advising on securities | 2010-04-08 | 2015-02-23 |
3 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on securities | 2018-05-14 | 2021-04-26 | RO | Advising on securities | 2021-04-26 |
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