Sia, Selina Lim 謝琳
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI RESEARCH LIMITED | Rep | Advising on corporate finance | 2003-05-03 | Rep | Advising on securities | 2003-05-03 |
| 2 | CGS International Securities Hong Kong Limited | Rep | Dealing in securities | 2003-05-19 | 2004-07-08 | Rep | Advising on securities | 2003-12-30 | 2004-07-08 |
| 3 | Mirae Asset Securities (HK) Limited | Rep | Advising on securities | 2009-09-03 | 2012-06-11 |
| 4 | UBS SECURITIES ASIA LIMITED | Rep | Advising on securities | 2004-07-12 | 2007-03-10 |
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