Loh, Wan Sze 羅宛詩
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2003-08-05 | 2004-08-19 | Rep | Advising on corporate finance | 2004-01-20 | 2004-08-19 |
2 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2007-09-10 | 2017-08-11 | Rep | Automated trading services | 2010-04-26 | 2013-09-05 |
3 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in futures contracts | 2014-09-02 | 2017-08-11 |
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