Tseng, William Chin Ling 曾慶齡
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | ALPS CAPITAL MANAGEMENT LIMITED | Rep | Advising on securities | 2024-01-10 | 2024-03-30 | Rep | Asset management | 2024-01-10 | 2024-03-30 | Rep | Dealing in securities | 2024-01-10 | 2024-03-30 |
2 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Asset management | 2024-06-11 | Rep | Dealing in securities | 2024-06-11 |
3 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Dealing in futures contracts | 2024-06-11 | |
4 | Morgan Stanley Asia Limited | Rep | Advising on corporate finance | 2004-02-11 | Rep | Automated trading services | 2013-09-05 | Rep | Dealing in securities | 2016-07-28 | Rep | Advising on securities | 2003-07-01 | 2004-02-11 |
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