Kwan, Kit Chi 關傑之
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | PHILLIP CAPITAL MANAGEMENT (HK) LIMITED | Rep | Advising on securities | 2008-08-07 | 2016-07-04 |
2 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2008-05-03 | Rep | Leveraged foreign exchange trading | 2009-05-20 |
3 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2007-09-20 | Rep | Advising on securities | 2008-07-09 | 2008-07-16 | Rep | Advising on securities | 2016-07-19 |
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