Lo, Yat On 盧逸安
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | KINGSWAY FINANCIAL SERVICES GROUP LIMITED | Rep | Advising on securities | 2019-12-05 | 2020-05-27 | RO | Advising on securities | 2020-05-27 | 2021-08-05 |
| 2 | LEGENDS ASSET MANAGEMENT LIMITED | Rep | Asset management | 2014-10-24 | 2015-07-17 |
| 3 | Mason Securities Limited | Rep | Advising on securities | 2017-12-01 | 2019-11-22 |
| 4 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2011-05-30 | 2012-08-01 |
| 5 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2011-05-30 | 2012-08-01 | Rep | Dealing in securities | 2011-05-30 | 2012-08-01 |
| 6 | Suparna Capital Management Limited | Rep | Advising on securities | 2021-11-15 | 2021-12-28 | RO | Advising on securities | 2021-12-28 | RO | Asset management | 2021-12-28 |
| 7 | ZHONGTAI INTERNATIONAL SECURITIES LIMITED | Rep | Advising on securities | 2015-08-27 | 2017-11-19 |
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