Lam, Kin Man (SFC:AMC670) 林健文
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED | Rep | Leveraged foreign exchange trading | 2005-06-14 | 2008-07-14 |
| 2 | FT Securities Limited | Rep | Advising on futures contracts | 2008-08-12 | 2010-10-31 | Rep | Dealing in futures contracts | 2008-08-12 | 2010-10-31 | Rep | Dealing in securities | 2008-08-12 | 2010-10-31 |
| 3 | RBC INVESTMENT SERVICES (ASIA) LIMITED | Rep | Advising on futures contracts | 2010-11-01 | 2012-11-11 | Rep | Advising on securities | 2010-11-01 | 2012-11-11 | Rep | Dealing in futures contracts | 2010-11-01 | 2012-11-11 | Rep | Dealing in securities | 2010-11-01 | 2012-11-11 |
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