Myers, Kevin Mitchell
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on securities | 2012-03-05 | 2013-05-30 | Rep | Dealing in securities | 2012-03-05 | 2013-05-30 | Rep | Advising on futures contracts | 2012-05-14 | 2013-05-30 | Rep | Dealing in futures contracts | 2012-05-14 | 2013-05-30 | RO | Advising on futures contracts | 2013-05-30 | 2013-08-16 | RO | Advising on securities | 2013-05-30 | 2013-08-16 | RO | Dealing in futures contracts | 2013-05-30 | 2013-08-16 | RO | Dealing in securities | 2013-05-30 | 2013-08-16 |
2 | J.P. MORGAN SECURITIES (FAR EAST) LIMITED | Rep | Advising on securities | 2012-05-14 | 2012-10-25 | Rep | Dealing in securities | 2012-05-14 | 2012-10-25 | RO | Advising on securities | 2012-10-25 | 2013-08-16 | RO | Dealing in securities | 2012-10-25 | 2013-08-16 |
3 | Religare Capital Markets (Hong Kong) Limited | RO | Dealing in securities | 2011-03-24 | 2011-12-01 |
4 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2004-08-04 | 2010-05-14 | Rep | Dealing in securities | 2004-08-04 | 2010-05-14 |
5 | UBS SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2006-12-14 | 2009-03-10 | RO | Dealing in securities | 2009-03-10 | 2010-05-14 |
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