Tsui, Ho Yee 徐皓皚
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Everbright Securities Digital Finance (HK) Limited | Rep | Dealing in securities | 2007-02-28 | 2015-09-01 |
2 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2010-11-26 | 2015-09-01 |
3 | HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Automated trading services | 2003-09-02 | Rep | Advising on corporate finance | 2004-06-01 | Rep | Advising on securities | 2004-06-01 | Rep | Asset management | 2004-06-01 | Rep | Dealing in securities | 2004-06-01 |
4 | PLATINUM BROKING COMPANY LIMITED | Rep | Dealing in securities | 2004-06-04 | 2004-08-06 |
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