Yeung, Pui Yam 楊培欽
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Donghai International Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2016-07-18 | 2017-01-18 | Rep | Asset management | 2016-07-18 | 2018-02-02 | RO | Advising on securities | 2017-01-18 | 2018-02-02 |
2 | ELITE CAPITAL MANAGEMENT LIMITED (GBEN) | Rep | Advising on securities | 2021-03-15 | 2021-05-21 | Rep | Asset management | 2021-03-15 | 2021-05-21 | RO | Advising on securities | 2021-05-21 | 2023-03-30 | RO | Asset management | 2021-05-21 | 2023-03-30 |
3 | KAISER CAPITAL MANAGEMENT LIMITED | Rep | Advising on securities | 2019-05-29 | 2019-06-28 | Rep | Asset management | 2019-05-29 | 2019-06-28 | RO | Advising on securities | 2019-06-28 | 2021-01-27 | RO | Asset management | 2019-06-28 | 2021-01-27 |
4 | SMBC Nikko Securities (Hong Kong) Limited | Rep | Advising on securities | 2011-06-13 | 2012-07-25 |
5 | WINBULL SECURITIES INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on securities | 2023-04-18 | 2023-05-15 | Rep | Asset management | 2023-04-18 | 2023-05-15 | RO | Advising on securities | 2023-05-15 | 2023-06-28 | RO | Asset management | 2023-05-15 | 2023-06-28 |
6 | ZHONGTAI INTERNATIONAL SECURITIES LIMITED | Rep | Advising on securities | 2013-07-23 | 2016-05-28 |
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