Ng, Hong Wing 吳匡榮
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHIEF COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2007-12-03 | 2008-01-28 |
| 2 | CHIEF SECURITIES LIMITED | Rep | Dealing in securities | 2007-12-03 | 2008-01-28 |
| 3 | KCG SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2015-03-02 | 2015-04-02 | RO | Dealing in securities | 2015-04-02 | 2017-01-01 | RO | Advising on securities | 2015-05-28 | 2017-01-01 | RO | Dealing in futures contracts | 2016-07-08 | 2016-12-01 |
| 4 | SOUTH CHINA COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2008-02-21 | 2012-09-26 |
| 5 | South China Forex Limited | Rep | Leveraged foreign exchange trading | 2010-08-03 | 2012-09-26 |
| 6 | SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2008-02-21 | 2012-09-26 |
| 7 | TFI Securities and Futures Limited | RO | Dealing in futures contracts | 2013-05-14 | 2014-12-24 | RO | Dealing in securities | 2013-05-14 | 2014-12-24 |
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