Chan, Kin Man (SFC:AUQ963) 陳建文
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2016-03-03 | 2018-09-15 |
| 2 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2016-03-03 | 2018-09-15 |
| 3 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2010-02-01 | 2011-06-08 | Rep | Leveraged foreign exchange trading | 2010-02-01 | 2011-06-08 | Rep | Dealing in securities | 2013-01-09 | 2015-11-05 | Rep | Leveraged foreign exchange trading | 2013-01-09 | 2015-11-05 |
| 4 | South China Forex Limited | Rep | Leveraged foreign exchange trading | 2011-06-17 | 2012-06-15 |
| 5 | SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2011-06-17 | 2012-06-15 |
| 6 | Tung Shing Securities (Brokers) Limited | Rep | Dealing in securities | 2012-06-29 | 2012-11-19 | Rep | Leveraged foreign exchange trading | 2012-06-29 | 2012-11-19 |
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